Regulatory Compliance Assistant – An AIF and UCITS Management Company – Nicosia, Cyprus 48 views

Job Overview

Company:
Our client is an AIF and UCITS Management Company, also authorized to offer Portfolio Management and Investment Advice to individual clients.  We are actively looking to hire a Regulatory Compliance Assistant for their offices in Nicosia.

 

Duties & Responsibilities:

  • Reporting to the Head of Compliance
  • Assessing the adequacy and effectiveness of the measures, policies and procedures put in place and the actions taken to address any deficiencies in the Company’s compliance with its obligations.
  • Conducting reviews of departments, key business and other processes and activities to ensure the continued adherence to and effective implementation of policies, procedures and regulations.
  • Providing assistance with the maintaining and updating of internal policies and procedures of the Company, in order to be in line with regulatory requirements.
  • Advising and assisting the Company’s employees to comply with the Company’s obligations under the applicable legislation.
  • Monitoring the legal and regulatory developments and assisting with the assessment of the necessary actions to be taken.
  • Ensuring that regulatory reporting obligations are fulfilled.
  • Assisting in the preparation of periodic and other reports to be submitted to the Regulatory Authorities.
  • Assisting in the preparation of new AIF/UCITS applications with the Regulatory Authorities.

 

Skills & Requirements:

  • University Degree in Business, Finance, Economics, Law or other related field.
  • Holder of CySEC Advanced Certification.
  • Minimum 2-3 years’ experience in a similar position.
  • Good understanding of the financial services industry and practices.
  • Excellent knowledge of the Greek and English languages, both oral and written.
  • Excellent communication, interpersonal, and teamwork skills.
  • Organized, diligent and able to pay attention to detail.

 

Location: The position is for the offices of the Company in Nicosia, Cyprus
Remuneration: An attractive remuneration package will be offered to the successful candidate based on qualifications and experience.

 

TO APPLY CLICK HERE

Apply for this job