Regulatory Compliance Assistant – An AIF and UCITS Management Company – Nicosia, Cyprus 48 views

Job Overview

Our client is an AIF and UCITS Management Company, also authorized to offer Portfolio Management and Investment Advice to individual clients.  We are actively looking to hire a Regulatory Compliance Assistant for their offices in Nicosia.


Duties & Responsibilities:

  • Reporting to the Head of Compliance
  • Assessing the adequacy and effectiveness of the measures, policies and procedures put in place and the actions taken to address any deficiencies in the Company’s compliance with its obligations.
  • Conducting reviews of departments, key business and other processes and activities to ensure the continued adherence to and effective implementation of policies, procedures and regulations.
  • Providing assistance with the maintaining and updating of internal policies and procedures of the Company, in order to be in line with regulatory requirements.
  • Advising and assisting the Company’s employees to comply with the Company’s obligations under the applicable legislation.
  • Monitoring the legal and regulatory developments and assisting with the assessment of the necessary actions to be taken.
  • Ensuring that regulatory reporting obligations are fulfilled.
  • Assisting in the preparation of periodic and other reports to be submitted to the Regulatory Authorities.
  • Assisting in the preparation of new AIF/UCITS applications with the Regulatory Authorities.


Skills & Requirements:

  • University Degree in Business, Finance, Economics, Law or other related field.
  • Holder of CySEC Advanced Certification.
  • Minimum 2-3 years’ experience in a similar position.
  • Good understanding of the financial services industry and practices.
  • Excellent knowledge of the Greek and English languages, both oral and written.
  • Excellent communication, interpersonal, and teamwork skills.
  • Organized, diligent and able to pay attention to detail.


Location: The position is for the offices of the Company in Nicosia, Cyprus
Remuneration: An attractive remuneration package will be offered to the successful candidate based on qualifications and experience.



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